Catnmsplan.com

Catnmsplan.com
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This domain provided by gcd.com at 2012-08-14T14:32:02Z (11 Years, 256 Days ago), expired at 2024-08-14T14:32:02Z (0 Years, 109 Days left).

Last updated on 2024/04/27

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Host name	104.18.40.212
IP address	104.18.40.212
Location	United States
Latitude	37.751
Longitude	-97.822
Timezone	America/Chicago

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Catnmsplan

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Domain Backlinks	8.6K
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Costs	554 USD

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Monthly CAT Update (June 28, 2022) | CATNMSPLAN

Consolidated Audit Trail, LLC and FINRA CAT, LLC will host a Monthly CAT Update on Tuesday, June 28, 2022 at 9:00 am ET. The Monthly CAT Update meetings provide the industry with a high level overview of statistics, open issues, newly published …

Catnmsplan.com

DA: 14 PA: 39 MOZ Rank: 53

CATNMSplan.com Feedback Survey

CATNMSplan.com Feedback Survey. Hello, We hope you are enjoying the redesigned CAT NMS website. Your feedback is valuable in helping us identify what we have improved and where we still have more work to do. Our goal is to develop a more effective and enjoyable experience for you. Please take a few minutes to share your thoughts by completing ...

Surveymonkey.com

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CAT Reporting Technical Specifications for Industry Members

CAT Reporting Technical Specifications for Industry Members 3/25/16/2022 Version 4.0.0 r154

Catnmsplan.com

DA: 18 PA: 50 MOZ Rank: 48

CAT CAIS - Full Customer & Account Certification Transition …

The CAT CAIS Test Environment opens for Full CAIS certification on February 1, 2022 Certification is required by June 20, 2022 All Industry Members and Submitters are required to certify in the CAT CAIS Test Environment in order to …

Preview.catnmsplan.com

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Cboe U.S. Equities and Options NMS Plans

Home U.S. Options. Overview; Trading; Regulation. Overview; Disciplinary Actions; Complaints, Tips and Referrals; Circulars; Rule Filings; Other Rule Filings; NMS ...

Certification.cboe.com

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FIRM’S GUIDE TO THE CONSOLIDATED AUDIT TRAIL (CAT)

CATNMSplan.com, which includes reporting scenarios and Frequently Asked Questions (FAQs). The later chapters of the Guide elaborate on potential impacts that Rule 613 has on Firms, and considerations in their implementation, including sourcing data, various reporting models, the use of vendors in the reporting process, technology architecture, and additional considerations …

Sifma.org

DA: 13 PA: 50 MOZ Rank: 72

Regulatory Notice 19-19 | FINRA.org

CAT registration commenced on March 18, 2019, and will run through June 27, 2019. All Industry Members, as defined under the CAT NMS Plan, that will have a CAT reporting obligation must register during this window. All questions regarding CAT registration should be directed to the FINRA CAT Helpdesk at (888) 696-3348. Background and Discussion.

Finra.org

DA: 13 PA: 29 MOZ Rank: 49

Consolidated Audit Trail Reporting Timelines | Deloitte US

2019 has started out to be very active for the Self-Regulatory Organizations (SROs) and the Consolidated Audit Trail (CAT) program. In February, the SROs announced changes to the timelines for industry member reporting to the CAT 1 and on February 26, the SROs announced a change in the vendor for plan processor. 2 This article is to help our ...

Www2.deloitte.com

DA: 17 PA: 50 MOZ Rank: 42

CAT NMS Selects FINRA as Consolidated Audit Trail Plan Processor

For CAT NMS, LLC related press Inquiries: [email protected] Release Summary The Financial Industry Regulatory Authority, Inc. (FINRA) has been selected by CAT NMS as Plan Processor for ...

Businesswire.com

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New CAT FAQs and Reporting Scenarios | Oyster Consulting

On October 8, 2019, Consolidated Audit Trail, LLC and FINRA CAT, LLC added three new Frequently Asked Questions (FAQ’s) to the master FAQ list on the catnmsplan website. FAQ D26 details reporting requirements related to Order Receipt reporting obligations. Specifically, the new FAQ provides guidance and clarity on contingent order handling ...

Oysterllc.com

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CAT NMS Provides Progress Update on the Consolidated Audit Trail

Press Inquiries: CAT NMS LLC [email protected] Release Summary CAT NMS, LLC (CAT NMS) today reported on progress toward implementation of the Consolidated Audit Trail.

Businesswire.com

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Testimony of Shelly Bohlin FINRA CAT, LLC October 22, 2019

3. Importantly, FINRA CAT is a regulated entity. FINRA CAT is part of FINRA’s parent SRO umbrella and accordingly an “SCI Entity.” 5 This means that while FINRA CAT serves as a contractor for the SRO plan participants and is not a CAT NMS Plan

Banking.senate.gov

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Consolidated Audit Trail (CAT) Reporting on Behalf of Trading …

Consolidated Audit Trail (CAT) Reporting on Behalf of Trading Permit Holders (TPHs) Reference ID: C2020011500 Overview Cboe Options and its affiliated entities that operate PULSe and Silexx intend to make CAT-formatted files

Cdn.cboe.com

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监管法案 | Interactive Brokers Hong Kong Limited（盈透证券香港 …

INTERACTIVE BROKERS LLC（盈透证券有限公司）是NYSE - FINRA - SIPC的成员，受美国证监会（SEC）和商品期货交易委员会（the Commodity Futures Trading Commission）监管。总部地址: One Pickwick Plaza, Greenwich, CT 06830 USA 网站： www.interactivebrokers.com Interactive Brokers Canada Inc. 是加拿大投资行业监管组织（Investment Industry ...

Interactivebrokers.com

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About GNM Australia Pty Ltd

2 About GNM Australia Pty Ltd Launched in May 2013, Guardian News & Media Australia Pty Ltd (GNMA) is a free premium digital news site in Australia, with a total reach of 10.3m people (Nielsen DRM, April 2020), making us the fifth most read news masthead in the country.

Accc.gov.au

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CAT LLC Meets Major Milestone | Benzinga

More information can be found at www.catnmsplan.com. For CAT LLC press Inquiries: Armel Leslie; [email protected]. For FINRA CAT, LLC press inquiries: Ray Pellecchia; ray.pellecchia ...

Benzinga.com

DA: 16 PA: 50 MOZ Rank: 92

Cnd Dealer Portal - Course Discovery

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Coursediscovery.com

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NYSE AMEX OPTIONS / NYSE ARCA OPTIONS GEMS BATCH / …

January/2019 Page 2 of 6 Field# Field Name Length Position Type OCC field (if available) Field Description 13 Strike Price 9 172 N* Strike Price Dollar, Strike

Nyse.com

DA: 12 PA: 50 MOZ Rank: 32

Information Memo - nyse.com

Catnmsplan.com website. Participants are encouraged to send questions to the SROs in advance of the event so that we can provide as much information as possible during the event. Please submit questions that you would like addressed to [email protected].

Nyse.com

DA: 12 PA: 50 MOZ Rank: 96

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